We can help and support management to understand their compliance and/or money laundering responsibilities. We can help both Registered Individuals (advisers) and non-advising employees within
the firm understand their regulatory requirements. We can help you to create, implement and monitor a Training and Competence scheme that works for you and your business. All of this can help directors, partners, managers, advisers, in fact all staff receive the support they need to discharge their duties in line with FCA expectations.
“Thank you for the visit, Steve, I think we achieved quite a bit!”
Tim Whyte CFP APFS
Sandle Nash Ltd
Please contact us for further information.