Mortgage Brokers

Over the last few years a number of mortgage brokers have been fined. Taking out a mortgage is one of the most significant financial transactions that most people ever make and, quite properly, the FSA is very keen to protect them. We can provide a support service to mortgage brokers, from sole traders through to major Building Societies.

Efficient business processes and good record keeping are vital components of any successful business and mortgage brokers have had to adapt to new ways of working. Suitability records for mortgage advice must be robust, as must the demands and needs records for any associated protection and general insurance sales.

We seek to understand your current business processes and goals and to work with you to provide a realistic and effective compliance solution. Our service levels range from remote Suitability Reviews with desk-based guidance through to regular visits where we carry out the tasks of the Compliance Manager and/or T&C Supervisor.

Whatever level of support you are looking for we will be able to provide a quality and affordable solution.

Please contact us for further information.