Client File Reviews

This is one of the main Key Performance Indicators that can provide some of the most valuable information on a registered individual as well as about the firm. The file is checked to ensure the advice provided is within the firm’s ‘Scope of Permissions’, your advice process has been followed and information is correctly disclosed and documented. The firm can demonstrate it is taking their management responsibilities seriously by obtaining feedback on their procedures from a third party specialist.
“A comprehensive appraisal as always. I am glad there isn’t much to do – it has been driving us nuts all week! Do pop in if you are ever passing.”
Branimir Gavrilovic
Custodian Wealth Management Ltd

Please contact us for further information.